The Ethics of Contact Tracing

After a much publicised “U-turn” the UK government has decided to change the architecture of its coronavirus contact tracing system and to embrace the one based on the interfaces being provided by Apple and Google. The inevitable cries of a government that does not know what it is doing, we told you it wouldn’t work and this means we have wasted valuable time in building a system that would help protect UK citizens have ensued. At times like these it’s often difficult to get to the facts and understand where the problems actually lie. Let’s try and unearth some facts and understand the options for the design of a contact tracing app.

Any good approach to designing a system such as contact tracing should, you would hope, start with the requirements. I have no government inside knowledge and it’s not immediately apparent from online searches what the UK governments exact and actual requirements were. However as this article highlights you would expect that a contact tracing system would need to “involve apps, reporting channels, proximity-based communication technology and monitoring through personal items such as ID badges, phones and computers.” You might also expect it to involve cooperation with local health service departments. Whether or not there is also a requirement to collate data in some centralised repository so that epidemiologists, without knowing the nature of the contact, can build a model of contacts to see if they are serious spreaders or those who have tested positive yet are asymptomatic, at least for the UK, is not clear. Whilst it would seem perfectly reasonable to want the system to do that, this is a different use case to the one of contact tracing. One might assume that because the UK government was proposing a centralised database for tracking data this latter use case was also to be handled by the system.

Whilst different countries are going to have different requirements for contact tracing one would hope that for any democratically run country a minimum set of requirements (i.e. privacy, anonymity, transparency and verifiability, no central repository and minimal data collection) would be implemented.

The approach to contact tracing developed by Google and Apple (the two largest providers of mobile phone operating systems) was published in April of this year with the detail of the design being made available in four technical papers. Included as part of this document set were some frequently asked questions where the details of how the system would work were explained using the eponymous Alice and Bob notation. Here is a summary.

  1. Alice and Bob don’t know each other but happen to have a lengthy conversation sitting a few feet apart on a park bench. They both have a contact tracing app installed on their phones which exchange random Bluetooth identifiers with each other. These identifiers change frequently.
  2. Alice continues her day unaware that Bob had recently contracted Covid-19.
  3. Bob feels ill and gets tested for Covid-19. His test results are positive and he enters his result into his phone. With Bob’s consent his phone uploads the last 14 days of keys stored on his phone to a server.
  4. Alice’s phone periodically downloads the Bluetooth beacon keys of everyone who has tested positive for Covid-19 in her immediate vicinity. A match is found with Bob’s randomly generated Bluetooth identifier.
  5. Alice sees a notification on her phone warning her she has recently come into contact with someone who has tested positive with Covid-19. What Alice needs to do next is decided by her public health authority and will be provided in their version of the contact tracing app.

There are a couple of things worth noting about this use case:

  1. Alice and Bob both have to make an explicit choice to turn on the contact tracing app.
  2. Neither Alice or Bob’s names are ever revealed, either between themselves or to the app provider or health authority.
  3. No location data is collected. The system only knows that two identifiers have previously been within range of each other.
  4. Google and Apple say that the Bluetooth identifiers change every 10-20 minutes, to help prevent tracking and that they will disable the exposure notification system on a regional basis when it is no longer needed.
  5. Health authorities of any other third parties do not receive any data from the app.

Another point to note is that initially this solution has been released via application programming interfaces (APIs) that allow customised contact tracing apps from public health authorities to work across Android and iOS devices. Maintaining user privacy seems to have been a key non-functional requirement of the design. The apps are made available from the public health authorities via the respective Apple and Google app stores. A second phase has also been announced whereby the capability will be embedded at the operating system level meaning no app has to be installed but users still have to opt into using the capability. If a user is notified she has been in contact with someone with Covid-19 and has not already downloaded an official public health authority app they will be prompted to do so and advised on next steps. Only public health authorities will have access to this technology and their apps must meet specific criteria around privacy, security, and data control as mandated by Apple and Google.

So why would Google and Apple choose to implement its contact tracing app in this way which would seem to be putting privacy ahead of efficacy? More importantly why should Google and Apple get to dictate how countries should do contact tracing?

Clearly one major driver from both companies is that of security and privacy. Post-Snowden we know just how easy it has been for government security agencies (i.e. the US National Security Agency and UK’s Government Communications Headquarters) to get access to supposedly private data. Trust in central government is at an all time low and it is hardly surprising that the corporate world is stepping in to announce that they were the good guys all along and you can trust us with your data.

Another legitimate reason is also that during the coronavirus pandemic we have all had our ability to travel even locally, never mind nationally or globally, severely restricted. Implementing an approach that is supported at the operating system level means that it should be easier to make the app compatible with other countries’ counterparts, which are based on the same system therefore making it safer for people to begin travelling internationally again.

The real problem, at least as far as the UK has been concerned, is that the government has been woefully slow in implementing a rigorous and scaleable contact tracing system. It seems as though they may have been looking at an app-based approach to be the silver bullet that would solve all of their problems – no matter how poorly identified these are. Realistically that was never going to happen, even if the system had worked perfectly. The UK is not China and could never impose an app based contact tracing system on its populace, could it? Lessons from Singapore, where contact tracing has been in place for some time, are that the apps do not perform as required and other more intrusive measures are needed to make them effective.

There will now be the usual blame game between government, the press, and industry, no doubt resulting in the inevitable government enquiry into what went wrong. This will report back after several months, if not years, of deliberation. Blame will be officially apportioned, maybe a few junior minister heads will roll, if they have not already moved on, but meanwhile the trust that people have in their leaders will be chipped away a little more.

More seriously however, will we have ended up, by default, putting more trust into the powerful corporations of Silicon Valley some of whom not only have greater valuations than many countries GDP but are also allegedly practising anti-competitive behaviour?

Update: 21st June 2020

Updated to include link to Apple’s anti-trust case.

The Real Reason Boris Johnson Has Not (Yet) Sacked Dominic Cummings

Amidst the current press furore over ‘CummingsGate’ (you can almost hear the orgiastic paroxysms of sheer ecstasy emanating from Guardian HQ 250 miles away at Barnard Castle as the journalists there finally think they have got their man) I think everyone really is missing the point. The real reason Johnson is not sacking Cummings (or at least hasn’t at the time of writing) is because Cummings is his ‘dataist-in-chief’ (let’s call him Johnson’s DiC for short) and having applied his dark arts twice now (the Brexit referendum and the 2019 General Election) Cummings has proven his battle worthiness. It would be like Churchill (Johnson’s hero and role model) blowing up all his Spitfires on the eve of the Battle of Britain. The next battle Johnson is going to need his DiC for being the final push to get us out of the EU on 31st December 2020.

Dominic Cummings is a technocrat. He believes that science, or more precisely data science, can be deployed to understand and help solve almost any problem in government or elsewhere. Earlier this year he upset the governments HR department by posting a job advert, on his personal blog for data scientists, economists and physicists (oh, and weirdos). In this post he says “some people in government are prepared to take risks to change things a lot” and the UK now has “a new government with a significant majority and little need to worry about short-term unpopularity”. He saw these as being “a confluence” implying now was the time to get sh*t done.

So what is dataism, why is Cummings practicing it and what is its likely impact for us going to be moving forward?

The first reference to dataism was by David Brooks, the conservative political commentator, in his 2013 New York Times article The Philosophy of Data. In this article Brooks says:

“We now have the ability to gather huge amounts of data. This ability seems to carry with it certain cultural assumptions — that everything that can be measured should be measured; that data is a transparent and reliable lens that allows us to filter out emotionalism and ideology; that data will help us do remarkable things — like foretell the future”.

David Brooks, The Philosophy of Data

Dataism was then picked up by historian Yuval Noah Harari in his 2016 book Homo Deus. Harari went as far to call dataism a new form of religion which joins together biochemistry and computer science whose algorithms obey the same mathematical laws.

The central tenet of dataism is the idea that the universe gives more value to systems, individuals, and societies that generate the most data to be consumed and processed by algorithms. Harari states that “according to dataism Beethovens Fifth Symphony, a stock-exchange bubble and the flu virus are just three patterns of data flown that can be analysed using the same basic concepts and tools“. That last example is obviously the most relevant to our current situation with SAR-COV-2 or coronavirus still raging around the world and which Cummings, as far as we know, is focused on.

As computer scientist Steven Parton says here:

Dataists believe we should hand over as much information and power to these [big data and machine learning] algorithms as possible, allowing the free flow of data to unlock innovation and progress unlike anything we’ve ever seen before“.

Steven Parton

This, I believe, is Cummings belief also. He has no time for civil servants who are humanities graduates that “chat about Lacan at dinner parties” when they ought to be learning about numbers, probabilities and predictions based on hard data.

Whilst I have some sympathy with the idea of bringing science and data more to the fore in government you have to ask, if Cummings is forging ahead in creating a dataist civil service somewhere in the bowels of Downing Street, why are our COVID-19 deaths the worst, per capita, in the world? This graph shows the data for deaths per 100,000 of population (2018 population data) for the major economies of the world (using this data source.). You’ll see that as of 1st June 2020 the UK is faring the worst of all countries, having just overtaken Spain.

Unfortunately Cummings has now blotted his copybook twice in the eyes of the public and most MPs. Not only did he ignore the governments advice (which he presumably was instrumental in creating) and broke the rules on lockdown he was also found guilty of editing one of his own blog posts sometime between 8 April 2020 and 15 April 2020 to include a paragraph on SARS (which, along with Covid-19, is also caused by a coronavirus) to make out he had been warning about the disease since March of 2019.

Not only is Cummings ignoring the facts derived from the data he is so fond of using he is also doctoring data (i.e. his blog post) to change those facts. In many ways this is just another form of the data manipulation that was being carried out by Cambridge Analytica, the firm that Cummings allegedly used during the Brexit referendum, to bombard peoples Facebook feeds with ‘misleading’ information about the EU.

Cummings is like Gollum in Lord of the Rings. Gollum became corrupted by the power of the “one ring that ruled them all” and turned into a bitter and twisted creature that would do anything to get back “his precious” (the ring). It seems that data corrupts just as much as power. Hardly surprising really because in the dataist’s view of the world data is power.

All in all not a good look for the man that is meant to be changing the face of government and bringing a more data-centric (AKA dataist) approach to lead the country forward post-Brexit. If you cannot trust the man who is leading this initiative how can you trust the data and, more seriously, how can you trust the person who Cummings works for?


Update: 8th June 2020

Since writing this post I’ve read that Belgium is actually the country with the highest per-capita death rate from Covid-19. Here then is an update of my graph which now includes the G7 countries plus China, Spain and Belgium showing that Belgium does indeed have 20 more deaths per capita than the next highest, the UK.

It appears however that Belgium is somewhat unique in how it reports its deaths, being one of the few countries counting deaths in hospitals and care homes and also including deaths in care homes that are suspected, not confirmed, as Covid-19 cases. I suspect that for many countries, the UK included, deaths in care homes is going to end up being one of the great scandals of this crisis. In the UK ministers ordered 15,000 hospital beds to be vacated by 27 March and for patients to be moved into care homes without either adequate testing or adequate amounts of PPE being available.

Cummings Needs Data Scientists, Economists and Physicists (Oh, and Weirdos)

Dominic Cummings
Dominic Cummings – Image Copyright Business Insider Australia

To answer my (rhetorical) question in this post I think it’s been pretty much confirmed since the election that Dominic Cummings is, in equal measures, the most influential, disruptive, powerful and dangerous man in British politics right now. He has certainly set the cat amongst the pigeons in this blog post where he has effectively by-passed the civil service recruitment process by advertising for people to join his ever growing team of SPAD’s (special advisors). Cummings is looking for data scientists, project managers, policy experts and assorted weirdos to join his team. (Interestingly today we hear that the self-proclaimed psychic Uri Geller has applied for the job believing he qualifies because of the super-talented weirdo aspect of the job spec.)

Cummings is famed for his wide reaching reading tastes and the job spec also cites a number of scientific papers potential applicants “will be considering”. The papers mentioned are broadly in the areas of complex systems and the use of maths and statistics in forecasting which give an inkling into the kind of problems Cummings sees as those that need to be ‘fixed’ in the civil service as well as the government at large (including the assertion that “Brexit requires many large changes in policy and in the structure of decision-making”).

Like many of his posts, this particular one tends to ramble and also be contradictory. In one paragraph he’s saying that you “do not need a PhD” but then in the very next one saying you  “must have exceptional academic qualifications from one of the world’s best universities with a PhD or MSc in maths or physics.”

Cummings also returns to one of his favourite topics which is that of the failure of projects – mega projects in particular – and presumably those that governments tend to initiate and not complete on time or to budget (or at all). He’s an admirer of some of the huge project successes of yesteryear such as The Manhattan Project (1940s), ICBMs (1950s) and Apollo (1960s) but reckons that since then the Pentagon has “systematically de-programmed itself from more effective approaches to less effective approaches from the mid-1960s, in the name of ‘efficiency’.” Certainly the UK government is no stranger to some spectacular project failures itself both in the past and present (HS2 and Crossrail being two more contemporary examples of not so much failures but certainly massive cost overruns).

However as John Naughton points out here  “these inspirational projects have some interesting things in common: no ‘politics’, no bureaucratic processes and no legal niceties. Which is exactly how Cummings likes things to be.” Let’s face it both Crossrail and HS2 would be a doddle of only you could do away with all those pesky planning proposals and environmental impact assessments you have to do and just move people out of the way quickly – sort of how they do things in China maybe?

Cummings believes that now is the time to bring together the right set of people with a sufficient amount of cognitive diversity and work in Downing Street with him and other SPADs to start to address some of the wicked problems of government. One ‘lucky’ person will be his personal assistant, a role which he says will “involve a mix of very interesting work and lots of uninteresting trivia that makes my life easier which you won’t enjoy.” He goes on to say that in this role you “will not have weekday date nights, you will sacrifice many weekends — frankly it will hard having a boy/girlfriend at all. It will be exhausting but interesting and if you cut it you will be involved in things at the age of ~21 that most people never see.” That’s quite some sales pitch for a job!

What this so called job posting is really about though is another of Cummings abiding obsessions (which he often discusses in his blog) that the government in general, and civil service in particular (which he groups together as “SW1”), is basically not fit for purpose because it is scientifically and technologically illiterate as well as being staffed largely with Oxbridge humanities graduates. The posting is also a thinly veiled attempt at pushing the now somewhat outdated ‘move fast and break things” mantra of Silicon Valley. An approach that does not always play out well in government (Universal Credit anyone). I well remember my time working at the DWP (yes, as a consultant) where one of the civil servants with whom I was working said that the only problem with disruption in government IT was that it was likely to lead to riots on the streets if benefit payments were not paid on time. Sadly, Universal Credit has shown us that it’s not so much street riots that are caused but a demonstrable increase in demand for food banks. On average, 12 months after roll-out, food banks see a 52% increase in demand, compared to 13% in areas with Universal Credit for 3 months or less.

Cummings of course would say that the problem is not so much that disruption per se causes problems but rather the ineffective, stupid and incapable civil servants who plan and deploy such projects are at fault, hence the need for hiring the right ‘assorted weirdos’ who will bring new insights that fusty old civil servants cannot see. Whilst he may well be right that SW1 is lacking in deep technical experts as well as great project managers and ‘unusual’ economists he needs to realise that government transformation cannot succeed unless it is built on a sound strategy and good underlying architecture. Ideas are just thoughts floating in space until they can be transformed into actions that result in change which takes into account that the ‘products’ that governments deal with are people not software and hardware widgets.

This problem is far better articulated by Hannah Fry when she says that although maths has, and will continue to have, the capability to transform the world those who apply equations to human behaviour fall into two groups: “those who think numbers and data ultimately hold the answer to everything, and those who have the humility to realise they don’t.”

Possibly the last words should be left to Barack Obama who cautioned Silicon Valley’s leaders thus:

“The final thing I’ll say is that government will never run the way Silicon Valley runs because, by definition, democracy is messy. This is a big, diverse country with a lot of interests and a lot of disparate points of view. And part of government’s job, by the way, is dealing with problems that nobody else wants to deal with.

So sometimes I talk to CEOs, they come in and they start telling me about leadership, and here’s how we do things. And I say, well, if all I was doing was making a widget or producing an app, and I didn’t have to worry about whether poor people could afford the widget, or I didn’t have to worry about whether the app had some unintended consequences — setting aside my Syria and Yemen portfolio — then I think those suggestions are terrific. That’s not, by the way, to say that there aren’t huge efficiencies and improvements that have to be made.

But the reason I say this is sometimes we get, I think, in the scientific community, the tech community, the entrepreneurial community, the sense of we just have to blow up the system, or create this parallel society and culture because government is inherently wrecked. No, it’s not inherently wrecked; it’s just government has to care for, for example, veterans who come home. That’s not on your balance sheet, that’s on our collective balance sheet, because we have a sacred duty to take care of those veterans. And that’s hard and it’s messy, and we’re building up legacy systems that we can’t just blow up.”

Now I think that’s a man who shows true humility, something our current leaders (and their SPADs) could do with a little more of I think.

 

Is Dominic Cummings the Most Influential* Person in British Politics?

Dominic Cummings. Photograph from parliament.tv

If you want to understand the likely trajectory of the new Conservative government you could do worse than study the blog posts of Dominic Cummings. In case you missed this announcement amongst all the cabinet reshuffling that happened last week, Cummings is to be Boris Johnson’s new “special adviser”.

*For what it’s worth I could equally have used any of the adjectives ‘disruptive’, ‘powerful’ or ‘dangerous’ here I think.

Cummings has had three previous significant advisory roles either in UK government or in support of political campaigns:

  • Campaign director at Business for Sterling (the campaign against the UK joining the Euro) between 1999 and 2002;
  • Special adviser to Michael Gove at the Deprtment for Education between 2010 and 2014;
  • Campaign Director Vote Leave between 2015 and 2016.

Much has already been written about Cummings, some of it more speculative and wishful thinking than factual I suspect, that you can find elsewhere (David Cameron was alleged to have called Cummings a “career psychopath“). What is far more interesting to me is what Cummings writes in his sometimes rambling blog posts, and what I focus on here.

In his capacity advising Gove at the DfE Cummings wrote a 240-page essay, Some thoughts on education and political priorities which was about transforming Britain into a “meritocratic technopolis”. Significantly during Gove’s tenure as education minister we saw far more emphasis on maths and grammar being taught from primary age (8-11) and teaching of ‘proper’ computer science in secondary schools (i.e. programming rather than how to use Microsoft Office products). Clearly his thoughts were being acted upon.

Given that his advise has been implemented before it does not seem unreasonable that a study of Cummings blog posts may give us some insight into what ideas we may see enacted by the current government. Here are a few of Cummings most significant thoughts from my reading of his blog. I have only included thoughts on his more recent posts, mainly those from his time in exile between the end of the Vote Leave campaign and now. Many of these build on previous posts anyway but more significantly are most relevant to what we are about to see happen in Johnsons new government. The name of the post is highlighted in italics and also contains a hyperlink to the actual post.

High performance government, ‘cognitive technologies’, Michael Nielsen, Bret Victor, & ‘Seeing Rooms’

Cummings is very critical of the UK civil service, as well as government ministers, that he maintains do not make decisions based on facts and hard data but more often on intuition, feelings and inevitably their own biases and prejudices. In this post he suggests that ‘systems’ should be implemented to help run government. These would be things like:

  • Cognitive toolkits and AI that would support rational decision-making and help to decide what is possible as well as what is not (and why).
  • Prediction tournaments that could easily and cheaply be extended to consider ‘clusters’ of issues around themes like Brexit to improve policy and project management.
  • Red Teams and pre-mortems to help combat groupthink and “normal cognitive biases” . He advocates that Red Teams should work ‘above’ the Cabinet Office to ensure diversity of opinions, fight groupthink and other standard biases that make sure lessons are learned and government blunders avoided or at least minimised.
  • Seeing rooms that would replace the antiquated meeting spaces found in much of government (e.g. the Cabinet room) and use state of the art screens, IT and conference facilities to ensure better and more accurate decision making.

Two people mentioned often in this post by Cummings are Bret Victor and Michael Nielsen. Victor is a an interface designer, computer scientist, and electrical engineer who writes and talks on the future of technology. Nielsen is also a writer and computer scientist with an interest in neural networks and deep learning. The way Cummings immerses himself in fields outside of his area of expertise (he studied Ancient & Modern History at Oxford) and makes connections between different disciplines is itself instructive. Often the best ideas come from having such a cross-disciplinary approach to life without confining oneself to your particular comfort zone.

‘Systems’ thinking — ideas from the Apollo space programme on effective management and a possible ‘systems politics’

This post, published as a paper in February 2017, looks at what Cummings refers to as ‘mission critical’ political institutions” i.e. government departments with huge budgets, complex programs of work like HS2 (or Brexit) and those dealing with emergency situations such as terrorist incidents and wars. It looks at how disasters can (or could) be avoided by deploying “high performance man-machine teams” where the individuals involved are selected on the basis of their training and education as well “incentives”. The paper considers the development of new ideas about managing complex projects that were used by George Mueller to put men on the moon in 1969.

This quote sums up Cummings concerns with our current political institutions:

The project of rewiring institutions and national priorities is a ‘systems’ problem requiring a systems solution. Could we develop a systems politics that applies the unrecognised simplicities of effective action? The tale of George Mueller will be useful for all those thinking about how to improve government performance dramatically, reliably, and quantifiably.

The paper gives a potted history of systems engineering ideas and practices bringing in everyone from the military strategist John Boyd to the mathematician John von Neumann and along the way. Cummings is also fond of comparing the success of NASA’s mission to put a man on the moon and bring him safely home to the failure of the European Launcher Development Organisation (ELDO) to even launch a rocket. The difference being (according to Cummings) that NASA’s success was due to “a managerial effort, no less prodigious than the technological one”.

Cummings core lessons for politics which he believes “could be applied to re-engineering political institutions such as Downing Street” are many and varied. but here are a few, which even after less than a week of Boris Johnsons government I think we are seeing being enacted. How that is happening are my italics in the below.

  • Organisation-wide orientation. Everybody in a large organisation must understand as much about the goals and plans as possible. The UK is leaving the EU on 31st October 2019.
  • There must be an overall approach in which the most important elements fit together, including in policy, management, and communications. Johnson has completely gutted May’s cabinet and everyone new onboard has allegedly been told they must be on message, tow the party line and vote with the government in any upcoming parliamentary votes.
  • You need a complex mix of centralisation and decentralisation.While overall vision, goals, and strategy usually comes from the top, it is vital that extreme decentralisation dominates operationally so that decisions are fast and unbureaucratic. Interesting that Johnsons first act as prime minister is to visit the regions (not Brussels) promising them various amounts of money presumably to do just this.
  • People and ideas are more important than technology. Computers and other technologies can help but Colonel Boyd’s dictum holds: people, ideas, technology — in that order. It is too early to see if this approach will be implemented. Certainly government does not have a good track record when it comes to implementing IT systems so it will be interesting to see if the ‘solution’ to the Irish backstop does end up being IT driven.

‘Expertise’, prediction and noise, from the NHS killing people to Brexit

What this post is about is probably best summed up by Cummings own words near the beginning of the article:

In SW1 (i.e. Whitehall) now, those at the apex of power practically never think in a serious way about the reasons for the endemic dysfunctional decision-making that constitutes most of their daily experience or how to change it. What looks like omnishambles to the public and high performers in technology or business is seen by Insiders, always implicitly and often explicitly, as ‘normal performance’. ‘Crises’ such as the collapse of Carillion or our farcical multi-decade multi-billion ‘aircraft carrier’ project occasionally provoke a few days of headlines but it’s very rare anything important changes in the underlying structures and there is no real reflection on system failure.

Although this post covers some of the same ground as previous ones it shows how Cummings ideas on how to tackle the key problems of government are beginning to coalesce, probably best summed up in the following:

One of the most powerful simplicities in all conflict (almost always unrecognised) is: ‘winning without fighting is the highest form of war’. If we approach the problem of government performance at the right level of generality then we have a chance to solve specific problems ‘without fighting’ — or, rather, without fighting nearly so much and the fighting will be more fruitful.

If you see the major problem of government as solving the wicked problem of Brexit it will be interesting to see how, and if, Cummings manages to tackle this particular issue. After all it has already led to two prime ministers resigning or being pushed out and even Boris Johnsons’ tenure is not guaranteed if he fails to deliver Brexit or calls an election that gains a greatly increased majority that allows him to push his ideas through.

The Digital Activist’s View

Few would argue that a government that based its decisions on data, more scientific methods and industry best practices around project and systems management would not be a good thing. However, using data to understand people and their needs is very different to using data to try and influence what people think, how they vote and the way they go about their daily lives. Something that Vote Leave (and by implication Cummings) have been accused of by proliferating fake new stories during the leave campaign. In short who is going to sit above the teams that position themselves above our decision makers?

One of Cummings pet hates is the whole Whitehall/civil service infrastructure. He sees it as being archaic and not fit for purpose and an organisation whose leaders come from a particular educational background and set of institutions that religiously follow the rules as well as outdated work practices no matter what. To quote Cummings from this paper:

The reason why Gove’s team got much more done than ANY insider thought was possible – including Cameron and the Perm Sec – was because we bent or broke the rules and focused very hard on a) replacing rubbish officials and bringing in people from outside and b) project management.

The danger here is that by bringing in some of the changes Cummings is advocating just risks replacing one set of biases/backgrounds with another. After all the industries that are spawning both the tools and techniques he is advocating (i.e. predominantly US West Coast tech companies) are hardly known for their gender/ethnic diversity or socially inclusive policies. They too tend to follow particular practices, some of which may work when running a startup business but less so when running a country. I remember being told myself when discussing ‘disruption’ with a civil servant in one of the UK’s large departments of state that the problem with disruption in government is that it can lead to rioting in the streets if it goes wrong.

There is also a concern that by focusing on the large, headline grabbing government departments (e.g. Cabinet Office, DWP, MoD etc) you miss some of the good work being done by lesser departments and agencies within them. I’m thinking of Ordnance Survey and HM Land Registry in particular (both currently part of the Department for Business, Energy and Industrial Strategy and which I have direct experience of working with). The Ordnance Survey (which is classified as a ‘public corporation) has successfully mapped the UK for over 100 years and runs a thriving commercial business for its maps and mapping services. Similarly HM Land Registry has kept several trillion pounds worth of the nations land and property assets safe in digital storage for around 50 years and is looking at innovative ways of extending its services using technologies such as blockchain.

Sometimes when one’s entire working life is spent in the bubble that is Westminster it is easy to miss the innovative thinking that is going on outside. Often this is most successful when that thinking is being done by practitioners. For a good example of this see the work being done by the consultant neurologist Dr. Mark Wardle including this paper on using algorithms in healthcare.

If UK government really is as devoid of skills as Cummings is implying there is the danger they will try to ‘import’ skills by employing ever larger armies of consultants. This approach is fraught with danger as there is no guarantee the consultants will be as well read and immersed in the issues as Cummings hopes. The consultants will of course tell a good story but in my experience (i.e. as a consultant, not in government) unless they are well managed their performance is unlikely to be better than the people they are trying to replace. Cummings acknowledges this potential issue when he asks how we “distinguish between fields dominated by real expertise and those dominated by confident ‘experts’ who make bad predictions?

Finally, do we really want Whitehall to become a department of USA Inc by climbing into bed with a country which, under the presidency of Trump, seems to be leaning ever more rightward? As part of any post-Brexit trade deal it is likely the US will be seeking a greater say in running not just our civil service but health service, schools and universities. All at a time when its tech companies seem to be playing an ever more intrusive part in our daily lives.

So what is the answer to the question that is the title of this post? As someone who trained as a scientist and has worked in software architecture and development all of my life I recognise how some of the practices Cummings advocates could, if implemented properly, lead to change for the better in UK government at this critical time in the nations history. However we need to realise that ultimately by following the ideas of one, or a small group of people, we run the risk of replacing one dogma with another. Dogma always has to be something we are prepared to rip up no matter where or who it comes from. Sometimes we have to depend on what the military strategist John Boyd (one of Cummings influences) calls “intuitive competence” in order to deal with the novelty that permeates human life.

I also think that a government run by technocrats will not necessarily lead to a better world. Something I think even Cummings hints at when he says:

A very interesting comment that I have heard from some of the most important scientists involved in the creation of advanced technologies is that ‘artists see things first’ — that is, artists glimpse possibilities before most technologists and long before most businessmen and politicians.

At the time of writing Boris Johnsons’ government is barely one week old. All we are seeing for now are the headline grabbing statements and sound bites. Behind the scenes though we can be sure that Cummings and his team of advisers are doing much string pulling and arm bending of ministers and civil servants alike. We shall soon see not just what the outcomes of this are, but how long Boris Johnson survives.

What Makes a Tech City? (Hint: It’s Not the Tech)

Matthew Boulton, James Watt and William Murdoch

The above photograph is of a statue in Centenary Square, Birmingham in the UK. The three figures in it: Matthew Boulton, James Watt and William Murdoch were the tech pioneers of their day, living in and around Birmingham and being associated with a loosely  knit group who referred to themselves as The Lunar Society. The history of the Lunar Society and the people involved has been captured in the book The Lunar Men by Jenny Uglow.

“Amid fields and hills, the Lunar men build factories, plan canals, make steam-engines thunder. They discover new gases, new minerals and new medicines and propose unsettling new ideas. They create objects of beauty and poetry of bizarre allure. They sail on the crest of the new. Yet their powerhouse of invention is not made up of aristocrats or statesmen or scholars but of provincial manufacturers, professional men and gifted amateurs – friends who meet almost by accident and whose lives overlap until they die.”

From The Lunar Men by Jenny Uglow

You don’t have to live in the UK to have heard that Birmingham, like many of the other great manufacturing cities of the Midlands and Northern England has somewhat lost its way over the century or so since the Lunar Men were creating their “objects of beauty and poetry of bizarre allure”. It’s now sometimes hard to believe that these great cities were the powerhouses and engines of the industrial revolution that changed not just England but the whole world. This is something that was neatly summed up by Steven Knight, creator of the BBC television programme Peaky Blinders set in the lawless backstreets of Birmingham in the  1920’s. In a recent interview in the Guardian Knight says:

“It’s typical of Brum that the modern world was invented in Handsworth and nobody knows about it. I am trying to start a “Make it in Birmingham” campaign, to get high-tech industries – film, animation, virtual reality, gaming – all into one place, a place where people make things, which is what Birmingham has always been.”

Likewise Andy Street, Managing Director of John Lewis and Chair of the Greater Birmingham & Solihull Local Enterprise Partnership had this to say about Birmingham in his University of Birmingham Business School Advisory Board guest lecture last year:

“Birmingham was once a world leader due to our innovations in manufacturing, and the city is finally experiencing a renaissance. Our ambition is to be one of the biggest, most successful cities in the world once more.”

Andy Street  CBE – MD of John Lewis

If Birmingham and cities like it, not just in England but around the world, are to become engines of innovation once again then they need to take a step change in how they go about doing that. The lesson to be learned from the Lunar Men is that they did not wait for grants from central Government or the European Union or for some huge corporation to move in and take things in hand but that they drove innovation from their own passion and inquisitiveness about how the world worked, or could work. They basically got together, decided what needed to be done and got on with it. They literally designed and built the infrastructure that was to be form the foundations of innovation for the next 100 years.

Today we talk of digital innovation and how the industries of our era are disrupting traditional ones (many of them formed by the Lunar Men and their descendants) for better and for worse. Now every city wants a piece of that action and wants to emulate the shining light of digital innovation and disruption, Silicon Valley in California. Is that possible? According to the Medium post To Invent the Future, You Must Understand the Past, the answer is no. The post concludes by saying:

“…no one will succeed because no place else — including Silicon Valley itself in its 2015 incarnation — could ever reproduce the unique concoction of academic research, technology, countercultural ideals and a California-specific type of Gold Rush reputation that attracts people with a high tolerance for risk and very little to lose.”

So can this really be true? High tolerance to risk (and failure) is certainly one of the traits that makes for a creative society. No amount of tax breaks or university research programmes is going to fix that problem. Taking the example of the Lunar Men though, one thing that cities can do to disrupt themselves from within is to effect change from the bottom up rather than the top down. Cities are made up of citizens after all and they are the very people that not only know what needs changing but also are best placed to bring about that change.

Whitepaper-cover-212x300

With this in mind, an organisation in Birmingham called Silicon Canal (see here if you want to know where that name comes from) of which I am a part, has created a white paper putting forward our ideas on how to build a tech and digital ecosystem in and around Birmingham. You can download a copy of the white paper here.

The paper not only identifies the problem areas but also how things can be improved and suggests potential solutions to grow the tech ecosystem in the Greater Birmingham area so that it competes on an international stage. Download the white paper, read it and if you are based in Birmingham join in the conversation and if you’re not use the research contained within it to look at your own city and how you can help change it for the better.

This paper was launched at an event this week in the new iCentrum building at Innovation Birmingham which is a great space that is starting to address one of the issues highlighted in the white paper, namely to bring together two key elements of a successful tech ecosystem, established companies and entrepreneurs.

Another event that is taking place in Birmingham next month is TEDx Brum – The Power of US which promises to have lots of inspiring talks by local people who are already effecting change from within.

As a final comment if you’re still not sure that you have the power to make changes that make a difference here are some words from the late Steve Jobs:

“Everything around you that you call life was made up by people that were no smarter than you and you can change it, you can influence it, you can build your own things that other people can use.”

Steve Jobs

Blockchain in UK Government

You can always tell when a technology has reached a certain level of maturity when it gets its own slot on the BBC Radio 4 news program ‘Today‘ which runs here in the UK every weekday morning from 6am – 9am.

Yesterday (Tuesday 19th January) morning saw the UK government’s Chief Scientific Advisor, Sir Mark Walport, talking about blockchain (AKA distributed ledger) and advocating its use for a variety of (government) services. The interview was to publicise a new government report on distributed ledger technology (the Blackett review) which you can find here.

The report has a number of recommendations including the creation of a distributed ledger demonstrator and calls for collaboration between industry, academia and government around standards, security and governance of distributed ledgers.

As you would expect there are a number of startups as well as established companies working on applications of distributed ledger technology including R3CEV whose head of technology is Richard Gendal Brown, an ex-colleague of mine from IBM. Richard tweets on all things blockchain here and has a great blog on the subject here. If you want to understand blockchain you could take a look at Richard’s writings on the topic here. If you want an extremely interesting weekend read on the current state of bitcoin and blockchain technology this is a great article.

IBM, recognising the importance of this technology and the impact it could have on society, is throwing its weight behind the Linux Foundations project that looks to advance this technology following the open source model.

From a software architecture perspective I think this topic is going to be huge and is ripe for some first mover advantage. Those architects who can steal a lead on not only understanding but explaining this technology are going to be in high demand and if you can help with applying the technology in new and innovative ways you are definitely going to be a rockstar!